SB 496 (2026)
Exempt residential supervisory locations from broker-dealer branch office classification
This bill is still active.
Last updated 2026-02-01 5:33 pm
Summary:
Exempts private residences designated as "residential supervisory locations" from being classified as branch offices for broker-dealers, aligning state law with FINRA rules regarding remote supervision.
Status:
Public Hearing Date:
01/27/2026 10:00 am
Public Hearing Location:
SH Room 100
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