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SB 496 (2026)

Exempt residential supervisory locations from broker-dealer branch office classification

This bill became law.

Last updated 2026-06-19 8:38 pm
Summary:

Exempts private residences designated as "residential supervisory locations" from being classified as branch offices for broker-dealers, aligning state law with FINRA rules regarding remote supervision.

Bill Sponsor:
Tim McGough
Republican party logo
Status:
PASSED
Status Detail:
Signed by Governor
Public Hearing Date:
04/07/2026 01:45 pm
Public Hearing Location:
GP Room 159
House Voting Date:
05/14/2026
Senate Voting Date:
02/19/2026
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