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SB 496 (2026)

Exempt residential supervisory locations from broker-dealer branch office classification

This bill is still active.

Last updated 2025-12-01 4:45 pm
Summary:

Exempts private residences designated as "residential supervisory locations" from being classified as branch offices for broker-dealers, aligning state law with FINRA rules regarding remote supervision.

Bill Sponsor:
Tim McGough
Republican party logo
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